About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation. This in turn helps us to provide better support to our broad client base.
The Role Responsibilities & Our Ideal Candidate
Awareness and understanding of the Group's business strategy and model appropriate to the role.
Awareness of the vision and mission statement of the CFCC function, as well as the annual CFCC Action Plan, as it relates to the role.
Support Global Head, Compliance Policy to establish a robust and holistic policy governance framework which covers compliance and conduct risk sub-types owned by the compliance function aligned to the Frameworks owned by Conduct, Financial Crime and Compliance (CFCC), .
Awareness and understanding of the wider business, economic, and market environment in which the Group operates.
Lead the innovation and digitisation of Frameworks, Policies, and Standards owned by CFCC, including development, testing, and enhancements of tools on AskCompliance, and other portals by CFCC.
Responsible for ongoing maintenance and update of technological tools developed by the Strategy, Governance, and Core Compliance (SGCC) team; responsible for carrying out and oversight of controls testing associated with such tools; responsible for reviewing and analysing management information derived from these tools, as required from time to time.
Support Global Head, Compliance Policy to establish, implement, and maintain a clear and robust process for the issuance, review and approval of compliance policies and standards Support Global Head, Compliance Policy to ensure all policies and standards have clear plans for engagement, implementation, training, communications and assurance/monitoring prior to issuance.
Formulate approach to obtain appropriate management information to assure effective controls and standards in CFCC Frameworks, Policies, and Standards.
Be an effective second line of defence in day-to-day responsibilities, including advice on interpretation and applicability of CFCC Frameworks, Policies, and Standards.
Support Global Head, Compliance Policy to ensure all CFCC Frameworks, Policies, and Standards are aligned to the Group's Enterprise Risk Management Framework standards.
Regulatory & Business Conduct
Display exemplary conduct and live by the Group's Valued Behaviours and Code of Conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
Support the team and the wider Compliance function to achieve the outcomes set out in the Bank's Bank's Conduct Risk Framework.
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
Group Compliance teams (SGCC, Business and Functions Compliance, CFCC Transformation)
Regions and Country Compliance teams
Enterprise Risk Management team
Group Operational Risk
Work with the Global Head, SGCC and SGCCLT and their teams to drive development and implementation of holistic and coherent CFCC Frameworks and Policies, in particular:
Develop an understanding of relevant Frameworks and Policies and work with stakeholders to confirm how these requirements will be met, including the risk control framework, in the relevant function and/or business.
Ensure new or amended Frameworks, Policies, and Standards are reflected in technological tools, to capture the agreed compliance approach.
Work with Frameworks and Policies owners to have all changes approved, including the drafting of papers for approving committees if required.
Drive delivery of CFCC Frameworks, Policies, and Standards by ensuring timely reviews of documents through maintaining a tracker and follow up on corresponding actions
Assist in developing supporting papers for Committees, and obtaining required approvals;
Support the Global Head, Compliance Policy to draft and publish policy documentation notices and related documents that help to communicate changes of CFCC Frameworks, Policies, and Standards.
Ensure that appropriate MI is available to assure adherence to policy including MI around policy breaches, training completion, and effectiveness
Other responsibilities as required from time to time.
Apply now to join the Bank for those with big career ambitions.
Internal Number: 6107771
About Standard Chartered Bank
eFinancialCareers is a career site specializing in financial services.