RIMS Career Center

Job Seekers, Welcome to RIMS JobBank
Search Filters
Use this area to filter your search results. Each filter option allows for multiple selections.
Search Results: 50 Jobs
Create Alert
Loading... Please wait.
Jefferson County

Jefferson, Wisconsin

NEW! NEW!
Presidio Trust

San Francisco, California

Our Client-A Global Product and Technology Company

North Andover, Massachusetts

Shawnigan Lake School Logo
Shawnigan Lake School

Shawnigan Lake , British Columbia, Canada

City of Decatur, IL

Decatur, Illinois

Algoma University

Brampton, Ontario, Canada

Miami-Dade County

Miami, Florida

State Street Corporation

Boston,

Loading... Please wait.
Compliance Officer
Responsibilities In charge of the Compliance function at a CMS licensed wealth management business Oversee enterprise risk management Monitor regulated business activities to ensure adherence to CMS licensing conditions Provide updates to senior management on the regulatory environment and propose actions, where necessary Ensure all compliance policies are consistent with the latest regulatory requirements Formulate and update company???s AML/CFT framework and policies Supervise the implementation of various compliance, risk, IT risk (TRM), internal controls and outsourcing policies Conduct client KYC/AML and annual reviews for new and existing clients Conduct due diligence and reviews


This job listing is no longer active.

Check the left side of the screen for similar opportunities.
Loading. Please wait.
Powered By Naylor Association Solutions