RIMS Career Center

The Division of Examinations is filling one Senior Officer position in Washington, DC for the Broker-Dealer and Exchange Examination Program (BDX). This position will lead the BDX program in Washington, DC and oversees a team of managers and staff responsible for examinations of broker-dealers, national securities exchanges, transfer agents, municipal advisors, the Public Company Accounting Oversight Board and the Securities Investor Protection Corporation. At the Securities and Exchange Commission (SEC), we are committed to diversity, equity, inclusion and accessibility (DEIA) and value a workforce that reflects the diverse experiences and perspectives of the communities we serve. As such, we welcome application